DOT Audit

Written by Jason Rocky

Published on March 28, 2021, 1:30 a.m.

 

 

 

Your DOT Audit Resource: We’ll Get You Prepared for Any Audit by the DOT

 

 

How to get California DOT number? The Department of Transportation conducts DOT audits on a very consistent basis. Why? To ensure that companies maintain complete compliance with all regulations. The number of DOT audits across the US has increased since 2010. That’s because the DOT is relying more and more on its Safety Measurement System. The system compiles data from every weigh station and roadside inspection. After gathering data from the system, each carrier receives a DOT score. How to get Oregon Trip And Fuel Permit?

 

Companies with low DOT scores have the highest risk of getting audited. But fear not. Our organization is here to help. FMCSA Registration LLC helps carriers across the nation prepare for auditing. This way, when the time comes, you’ll have the tools and resources to stay compliant. Let’s now go over some basics of the DOT auditing process.

 

 

The Different Forms of DOT Audits

 

 

Not every DOT audit is the same. There are four main types of DOT audits: 

 

1. The new entrant audit. 

 

2. A security audit. 

 

3. The hazardous materials audit. 

 

4. A compliance review.

 

 

Learn about Covered Farm Vehicle Exemption? The New Entrant Audit is for carriers that filed with the USDOT within half a year. It gets completed three to six months after a DOT Number gets issued. The audit ensures that new businesses follow all safety regulations. 

 

 

The Security DOT Audit reviews three key factors: 

 

1. A company’s safety plan for drivers. 

 

2. Driver training. 

 

3. A company’s safety measures for drivers.

 

A DOT compliance review ensures that carriers adhere to all standard regulations.

Hazardous Materials audits review the following DOT processes: 

 

1. Training. 

 

2. Policy. 

 

3. Documentation for shipping. 

 

4. Labeling all hazardous materials.

 

 

You Might Need a DOT Audit & Compliance Checklist

 

 

Many motor vehicle carriers get prepared for every type of DOT audit by using a checklist. In fact, our organization creates custom DOT audit checklists for clients. When management has the right paperwork in front of them, it matters. It means that your workers won’t need to panic if the DOT arrives for an audit. Contact us right now if you would like to receive a free sample audit checklist. We send checklists to the management of carriers every week. Get BOC-3 Filing done via our Official Process Agent.

 

Here are some of the items that any DOT checklist should include: 

 

1. A copy of all FMCSR regulations. 

 

2. A recent MCS-90 form that displays liability insurance coverage. 

 

3. A policy and written program for drug and alcohol testing. 

 

4. A drug and alcohol program testing summary. 

 

5. MVRs: motor vehicle records and certain vehicle documents.

 

6. Proof that every driver has a current CDL. 

 

7. Completed driver logs for all drivers that address the previous six months.

 

 

Updating DOT Driver Qualification Files To Prepare for an Audit

 

 

Each audit features a DOT review of a company’s driver qualification files. That’s why it is crucial for you to ensure that your files stay up-to-date. Insert the following five pieces of information inside each driver’s file. 

 

1. An annual review in the documented form of every driver’s certificate of violations. 

 

2. A valid road test record. 

 

3. Documents that prove your company investigated a driver’s employment history. 

 

4. Drug and alcohol program training materials. (The materials should include a signed receipt from the driver.) 

 

5. Every piece of instruction given to drivers related to moving violation convictions. You should provide these instructions within thirty days of a violation.

 

 

 

 

 

 

Our Audit Assistance Package


 


 

See Starting a Trucking Company Package. Do you want to get 100 percent prepared for the DOT’s New Entrant Safety Audit? If so, you're in the right spot. Our firm created a package to assist all new trucking companies. That’s because every new trucking company will get audited by the FMCSA and DOT. That is an official New Entrant Safety Audit policy.


 

Auditors want to know that a company uses a system to stay in compliance with DOT regulations. That’s why thousands of carriers use our Audit Assistance Package. It positions the companies to get prepared for their DOT audits. Next thing you know, they pass the audits with flying colors. The package features sheets and forms to help you document your company to the FMCSA. It also includes a guide for how you can use the sheets and forms.


 

Check USDOT Number Registration. After buying this package, you can access our free folder downloads. These will help you get ready for an audit by the DOT. Sure, our package is DIY. But you can call our experts at any moment while using the folders. They will answer your questions and ensure that you're ready for the audit. Our mission is to help every business in the trucking industry succeed. That’s why we provide custom packages to countless carriers in the USA. Here is an example. Are you a new carrier? If so, you need to secure Operating Authority. That’s why we provide the New Motor Carrier Package to new companies. It helps them get on the road with complete compliance and trucking authority.


 


 

Who Can Receive an Audit by the DOT?


 


 

Importance of The FMCSA 30-Minute Break Rule. Almost any commercial carrier, vehicle or driver is subject to an audit. As long as you transport property or passengers, you could get audited at any time. The DOT and FMCSA are both very strict when it comes to auditing. That’s why so many companies depend on FMCSA Registration LLC. Our experts help businesses maintain complete compliance. This way, when there's an audit, there's nothing to worry about.


 


 

What Triggers a Trucking Company Receiving an Audit?


 


 

There are many factors that can trigger an audit. They often take place after an accident or when a roadside stop does not go well. But they can also take place after almost any form of road violations. Many DOT audits happen when CSA scores are not high enough. That’s why you've got to stay on top of all your documentation. You never know when you might receive an audit. Remember- if something is not documented, then it did not happen. Check out DOT Authority Package.


 


 

How Do You Survive an Audit?


 


 

The best way to survive an audit is to get prepared for it before it happens. This involves having all your documents organized at all times. The key purpose of an audit is to prove that a company is compliant with all FMCSA regulations. Plus, a company must show that management maintains all safety features.


 


 

What Happens If You Fail a DOT Safety Audit?


 


 

Say that the DOT or FMCSA is not pleased with the results of your audit. The FMCSA will then send you written notice within forty-five days. Elements of your DOT registration will then get revoked. Next, your operations will have an out-of-service designation. But all hope is not lost. The FMCSA will provide you a series of key actions you can take to regain your operating status. Once you make the changes, the FMCSA will send you another written notice. But this time, the notice will state that your company can resume operations.


 


 

How Far Back Do DOT Audits Go?


 


 

Almost all DOT audits cover the last three years of many different factors. These include safety performance history and drug and alcohol testing. They can also include MVR checks, road tests, and DOT physical certifications. Visit Texas DOT Number.


 

 

 

 

 

How Does a Trucking Company Prepare for an Audit?


 


 

The key to preparing for an audit from the DOT is to have the right paperwork in place. This way, you won’t need to scramble when you receive notice that you're getting audited. Our firm's prepared to help you with this key step. We can assess your company’s operations and find DOT related solutions within days. This way, you’ll get organized and prepared for any type of audit. Obtain MC number.


 


 

Do You Need DOT Safety Resources? Let Us Know


 


 

Check out The Basics of Farm Exemptions. Does your motor carrier need safety resources? If so, we can supply the safety tools and support that you need ASAP. Safety is about more than preparing for a compliance review. Safety is also about more than ensuring a carrier doesn’t encounter FMCSA violations. It’s about protecting the safety of your current drivers at all times. You want every motor vehicle driver in your fleet to take the right safety precautions. And that’s where our FMCSA compliance team comes into play. We can go driver by driver when it comes to motor vehicle safety. This means that we won’t waste time when we review the needs of your fleet. We can work one on one with every driver and assess current safety measures. Sure, this about FMCSA and DOT compliance. But it’s also about the safety of other drivers on the road. Must visit FMCSA Hours of Service Suspended.


 

Tips to prepare for 2021 DOT Week. Through safety training, we can stay by reviewing the logs of your drivers. We’ll do so even if drivers have never experienced an FMCSA safety violation. Then, we can do a fast compliance review. Our experts can make sure every driver in your fleet stays in compliance. If drivers fall out of compliance, we have the means to fix the problem. The last thing you want is to experience FMCSA safety and compliance violations. That’s why our team can review your current safety processes. We’ll work with management to find custom carrier safety solutions. The safety of your drivers is our number one priority. And safety should also function as the priority for any company or carrier. IFTA Sticker Registration steps.


 

You know about DOT SAP Program? Say that an auditor or investigator sees a lack of safety at your company. This can trigger a fast compliance review by the FMCSA. We’ve seen a lack of DOT compliance put carrier after carrier out of business. But do not despair. We have access to premium Department of Transportation safety resources. They can protect your carrier from many common review violations. We’re the fuel that keeps motor carrier after carrier in business. And we’re ready to share our compliance review tactics with you right now. What are Top 3 DOT Violations?


 


 

When It Comes to DOT & FMCSA Trucking Compliance, Our Organization Is #1


 


 

What Is IRP or Apportioned Registration? If you need to gain fast compliance and avoid DOT violations, you're in the right spot. Our compliance management team can do it all. From giving drivers means to avoid DOT motor violations to educating an entire fleet. There’s no limit to our driver compliance management strategies. All it takes is your own management contacting us. Then, you can tell us your compliance needs. Those needs will then fuel a custom motor vehicle compliance program. (Or, a custom fleet compliance program.) Say that you have more than one driver facing potential violations. We can go driver by driver in your entire motor vehicle fleet. We’ll educate each driver about what a DOT auditor looks for. But this is about more than dealing with a DOT auditor. It’s also about ensuring the safety of every motor vehicle on the road. And our organization has the means to do that at any moment. What is DOT Clearinghouse Enforcement?


 

All about the NY HUT; New York Highway Use Tax RegistrationWe can do it all when it comes to preventing compliance violations for any motor carrier. From assessing how a driver operates a vehicle to providing auditor-related tips. Our management team is passionate about preventing driver violations. We’ve worked with fleet after fleet across the entire country. This means that we have more experience than any other organization. It also means that we know all about driver and vehicle violations. That’s why we can prevent those violations with relative ease. This way, your drivers can stay on the highways at all times. Through our resources, you don't need to worry about dealing with an auditor. Instead, you can rest easy knowing your fleet even with the UCR is in safe hands.


 


 

Do You Want To Prevent Dealing With a DOT Audit? Contact Us Now


 


 

Check out Trucking Operating Authority Packages. Having to deal with an audit from the DOT is never fun for business owners and managers. That’s why FMCSA Registration LLC exists. One of our key missions is to ensure that our clients stay prepared at all times. We have helped thousands of trucking companies prepare for and prevent DOT audits. And we do so with more expertise and knowledge than any other firm. That’s why you should contact us at any time. We have the experience and resources to help ensure you're in full DOT/FMCSA compliance. All it takes is one phone call and we’ll put you on the fast-track toward DOT auditing success. Check out MCS-150.